Senate
Elections, Reapportionment &
Constitutional
Amendments Committee
Debra
Bowen, Chair
Informational Hearing:
O Voter, Where Art Thou?—The Move Away From
Election Day Balloting
State
Capitol, Room 4203
SENATOR
DEBRA BOWEN: ...members
of the Senate Elections Committee. It is
*** BREAK ***
Good morning. Give the TV folks 30 seconds, put down their
coffee cups. Good morning, and thank you
all for joining this committee this morning for our first informational hearing.
What I want to look at today is how
and where people are voting in
Last November, the turnout in
The
federal Help America Vote Act was designed in part to get rid of the dreaded
chads and put electronic voting machines into each polling place. But we have to ask ourselves if—thanks to
California’s liberal absentee voting rules, we have fewer and fewer people
actually going to the polls on election day as a percentage of the overall voting
population—whether we should be spending the lion’s share of California’s Help
America Vote Act money on equipment that’s used in the polling place on
election day. So these are the kinds of
nuts-and-bolts issues that we’re going to discuss this morning.
For those of your who have not been
through an informational hearing with me, have not had the great fortune to be
involved in California’s energy picture over the last number of years, we try
to run a hearing that’s interactive, not just a series of presentations. The goal is to give people the ability to ask
questions, to have discussion. I
encourage disagreement if it leads to learning because the goal here is for us to
learn about what’s actually happening with people who have to deploy—the county
registrars, those who deploy the voting systems, and, of course, the voters,
who ultimately have to use whatever systems we put in place.
So with that, let me first call up
John Mott-Smith from the Election Division of the Secretary of State’s Office. He will help us get started. He’s going to set the stage, talk to us a
little bit about the state of voting in
Welcome. Thank you for being here.
MR.
JOHN MOTT-SMITH: Thank you for
inviting me.
My name is John Mott-Smith. I’m chief of the Elections Division for the
Secretary of State’s Office. I was asked
to provide a view from 20,000 feet on non-precinct-voting options, including
absentee, all-mail, and early voting.
And to be honest with you, 20,000 feet is about as close as we, at the
Secretary of State’s Office, get to the actual administration and the details
of voting, and you’re going to hear from the people who are really the experts
on that, the Registrar of Voters later on.
Setting the scene, in 1978,
first-class postage was 15 cents; the movie Star
Wars had just been released; the Bee Gees’ Saturday Night Fever topped the charts for 24 weeks; Reggie Jackson
was suspended by Billy Martin for not bunting (laughter); hurricanes were for the first time not named
not only after females; Leon Spinx beat Mohammad Ali for the world boxing
championship; the hot new videogame was Pac
Man; the Shah was on the throne in Iran; and Laverne and Shirley was the
top-rated TV show.
In terms of technology, almost all
voters voted on punch cards; no one had a PC on their desk; there was no email;
there was no internet; there were no fax machines. No one carried around pagers, cell phones. Text messaging was not in the
dictionary. A blackberry was something
you put on top of pancakes. Students and
employees still typed papers and memos on typewriters with carbon paper, and
record stores sold records, not CDs. And
the election center, the election night center, at the Secretary of State’s
Office, in those days was in the atrium of the old building, the public market
building. It literally consisted of a
chalkboard and a person standing on a step ladder who would, whenever a
telephone call came in with results, erased the old ones and chalk in the new
ones. And perhaps most significantly, 96
percent of the people who voted in
I’m going to talk a little bit about absentee voting, permanent absentee
voting, special absentee voting, and all-mail ballot voting. In 1978, the Legislature passed and Governor
Jerry Brown signed Chapter 77, Statutes of 1978, permitting any voter to apply
for an absentee ballot. Prior to this
time, you could only vote absentee if you were ill, absent from the precinct on
election day, had a physical disability, or a conflicting religious commitment,
or lived more than ten miles from a polling place. At the November general election in 1978,
there were 10.1 million registered voters; 7.1 million cast ballots. Of these, 314,000 were voted by absentee
ballot. This was 4.4 percent of the
total.
In the November 2004 election 26 years
later, there were 16.6 million registered voters; 12.6 million cast ballots;
and of these, 4.1 million were voted by absentee ballot. Between 1978 and 2004, there was an increase
in the use of absentee ballots. If you
measure it by number, it was 13-fold. If
you measure it by percentage, it was eight-fold.
Permanent absentee voting. Permanent absentee voters automatically
receive a ballot in the mail without having to apply for it. In 1992 for the June primary, 88,000 persons
had applied for status as permanent absentee voters. That number slowly increased to 279,000 for
the November 2000 election. AB 150,
Chapter 922, statutes of 2001, by then, Assemblyman Shelly did for permanent
absentees what Chapter 77 did for ABs in 1978.
It opened up PAV status to any voter, regardless of whether they had a
reason or not. By the November 2004
general election, almost 3 million persons were registered as permanent
absentee voters, a tenfold increase in just one four-year election cycle.
Special absentee voters are those who
are overseas and military. The federal
Voting Assistance Program estimates there may be approximately a half a million
of these Californians in this category.
And traditionally, this is a very difficult group to enfranchise. We
participated in a study with the Department of Defense ?? that indicated that
there was a total of 68 days transit time in the election process—if I said 68,
I meant 66—22 for the voter to send in an application, 22 for the elections
official to send out the ballot, and 22 for the ballot to be returned to the
elections official.
But also, AB 2941 last year was
enacted as emergency legislation to permit military and overseas voters to cast
their ballots by fax. This goes back to
in 1991 when the Legislature permitted military and overseas voters to apply
for absentee ballots by fax. So the
only—we don’t have a lot of data, but what we have so far is March versus
November. And in March of 2004, there
were just under 10,000 military or overseas voters, of whom about 3,600 were
able to cast their ballots in a timely manner.
For the November election, there were
more than 62,000 registered military and overseas voters; 45,000 of them
successfully cast ballots. And of these
5,000 and change were delivered by facsimile.
And we would expect much in the same way that absentee voting increased
as it was open to any voter, and permanent absentee status increased as it was
open to any voter. And as more people
become aware of the fax option from overseas, that it will increase also.
All-mail ballot elections.
Interestingly, one aspect of
contention about absentee voting in specific and all-mail-ballot voting in
general was addressed as a result of litigation out of that election. It was a suit that ended up in the California
Supreme Court alleging that absentee voting and all-mail-ballot voting violated
the secrecy provisions of the California Constitution. The court indicated, “The secrecy provision
was never intended to preclude reasonable measures to facilitate an increased exercise
of the right to vote, such as absentee voting and all-mail ballot elections.”
Subsequent to 1981, however, all-mail
ballot elections more or less withered on the vine in
Stanislaus and
I guess I’d like to just insert
parenthetically that our office has been very involved in the last couple of
years in issues relating to voting equipment.
And really since 2004, there have been a lot of concerns raised about
the security of touch-screen systems, security of the balloting system in
general. And underneath all of the
discussion about new technology is a consistent but sort of low-level and
persistent concern about the security of the absentee voting system as well.
SENATOR
BOWEN: Could you talk a little bit
more about that? What is the concern and
what’s your 20,000-foot view of the merits of the concerns?
MR.
MOTT-SMITH: The concern is generally
fraud, and fraud can take several different kinds of forms. It can be electioneering in the home; it can
be somebody influencing a spouse, influencing another spouse; it could be a
friend influencing a friend; it could be an employer influencing an
employee. So electioneering in
general—the involvement of campaigns in the delivery of voted ballots, where
some of them do or do not make it back to the elections office—and then always
the underlying issue. And there are ways
of talking about the securities. But the
underlying issue is, that in a system that permits registration without
identification and voting without identification, that there’s an opportunity
for people to pretend that they are people that they’re not or to organize
efforts to—and I can give you specific examples, I guess. But again, I think that John Lindback from
SENATOR
BOWEN: I imagine our registrars can
help us too.
MR.
MOTT-SMITH: Yes.
SENATOR
BOWEN: Although, actually, one of
the things that surprise me is how little incidents of fraud we’ve had in
MR.
MOTT-SMITH: It’s a…
SENATOR
BOWEN: Historically. I don’t want to cast any aspersions on
MR.
MOTT-SMITH: Right. I think
Alpine County has been voting entirely
by mail ballot since 1993.
SENATOR
BOWEN: Yet we should explain that
Alpine County has a total population—I think it’s 1,250 people. And the number of registered voters is what?
MR.
MOTT-SMITH: It’s about 850, I
think. But at any rate, their precincts
are all smaller than the 250 limit.
SENATOR
BOWEN: I would imagine their
greatest challenge is finding five people who consistently wish to serve on the
board of supervisors.
MR.
MOTT-SMITH: (Laughter) Well, I do remember visiting them many years
ago, and I try and visit many of the offices.
And you go to Los Angeles, for example, the week before an election, and
you’ve walked through—they actually do a dry run—maybe you’ve been a part of
that—but they do a dry run of the election, and it is logistically
impressive. It’s like a mobilization of
the military or something on that scale.
I went to Alpine County and asked to
look around, and they took me into the courthouse and into one side room, and
the side room was their elections office, including their warehouse, and the
little 3x5 card file with flowers on it was their voter file box. I think they’ve upgraded since I visited
sometime ago.
SENATOR
BOWEN: Now it’s a 4x6 file.
MR.
MOTT-SMITH: (Laughter) Anyway,
Interestingly, both the City of San
Francisco with Measure W—my wife always tells me I have to say “w”
correctly—from the November 1989 election and two subsequent elections, as well
as the City of Los Angeles, Charter Amendment 1 at the April 1997 election,
placed the question of basically, Should we do, or should we have the
capability of doing elections by all-mail ballot in our cities? And in both cases, the voters rejected the
proposition by about 60:40. And the
materials in the sample-ballot materials do go back to that issue of fraud.
Early voting began in
I think the thing about early voting
is that there are a couple of issues related.
One is administrative complexity, particularly with a 15-day close of
registration, adding another method by which people can cast a ballot. It is not insignificant in terms of the
requirements for organizing and putting together the resources to pull it
off. There’s also valid security. No matter what system you’re using, you have
security over a longer period of time than you would at a polling-place
election. And then there are—there’s
also the issue of complexity due to the number of ballot styles. It’s difficult unless you have a touch-screen
voting system to provide every single ballot for every voter which can
literally be in the thousands of different styles.
On the plus side—and I have to say, so
far, I’ve not seen anything that really indicates that early voting increases
voter turnout. But on the plus side, it
does seem to me to be a very strong vehicle, media-genic vehicle, to be able to
promote the fact that an election is coming in your county and to draw
attention to people that they have an opportunity to vote. It gets good coverage. People see voting going on, and I have to
think, that at a minimum, more people pay attention. And even if they don’t vote, early voting,
that they might remember to vote either absentee or at a polling place.
So I’m not going to really draw
conclusions. I’ll be happy to give you
some opinions, but I think you’d be best to listen to the real experts in
this. But my singular advice at this
point is that—and the point of all of that historical information was that
elections has changed as we have changed.
Things are getting bigger. The
volumes that the counties have to process are increasing the number of ballots,
the number of applications for ballots.
Things are getting faster.
Because they’re bigger, the systems that are used to process
absentee-ballot applications and absentee ballots and count ballots have to be
faster and are getting more complex because necessarily, to meet the bigger,
faster test requires technology, and the technology, though it can handle
volumes, includes an element of complexity that is a cultural change for the
old days of the 3x5 box or whatever. So
as you look for how to make it better and how to make things more convenient, I
would also ask that you look for how to make things more simple for voters and
for poll workers and for elections officials.
SENATOR
BOWEN: All right. Thank you, Mr. Mott-Smith.
MR.
MOTT-SMITH: You’re welcome.
SENATOR
BOWEN: Let me call up the remaining
panelists at this point. It’s my
understanding that Tony Anchundo from
UNIDENTIFIED
SPEAKER: Do we have enough chairs
or…
SENATOR
BOWEN: I think we have enough
chairs, yes.
What I’d like to do as people are
coming up is sort of talk about, try to talk about one issue at a time because
there are so many different aspects to the one set of issues. So perhaps if we begin with, if we set aside
the issue of absentee voting for the moment and talk about early voting,
centralized, or mobile voting, consolidated polling places, and the location of
polling places, sort of the aspects of dealing with the more traditional
voting, and then we’ll go to a discussion about absentee voting.
Well, let me start with Freddie Oakley
from
MS.
FREDDIE OAKLEY: Madam Chair, good
morning.
SENATOR BOWEN: Thank you for coming across the causeway.
MS. OAKLEY: It’s a pleasure to be
here. Thank you. I have some materials which I’ll pass out later,
give you to, if you want them.
Early
voting, casting a ballot before election day, is permitted by the California
Elections Code, beginning 28 days before any given election. Early voting may include casting an absent
voter ballot through the mail or in the local registrar’s office. But it is most often thought of as casting an
early ballot in person at a satellite location, and that’s what I’d like to
discuss today.
Absent-voter-mailed
ballots, popularly known as the absentee ballots, are used in every
Some
of the positives of early voting at satellite locations are thought to be
include greater convenience for voters, higher voter participation, and
increased voter awareness of upcoming elections. Some of the negatives are thought to include
the loss of degree of control over the voting process, increasing the occasion
for voter fraud, trivialization of voting, creation of problems for
campaigns—for example, when should we drop the mail is the perennial question,
and insurmountable, technical challenges having to do with the voter file and
recording votes.
SENATOR BOWEN: Can I stop you for a moment?
MS. OAKLEY: Sure.
SENATOR BOWEN: You and I both know, when should we drop the mail means.
MS. OAKLEY: Sure.
SENATOR BOWEN: But if you were listening to this
conversation—
MS. OAKLEY: Oh, I’m sorry.
SENATOR BOWEN: --you might not know (laughter) for a
campaign.
MS. OAKLEY: If you’re running a political
campaign, you’d like to know when the majority of voters are going to cast
their votes because you’d like to time your campaign so that you address the
interest of those voters just previous to the time when they’re going to
vote. So when we say drop the mail, we mean get those glossy
brochures in the mail just a couple of days before people vote. If voting is spread out over a 28-day period,
it’s very difficult to use that technique for addressing voters.
SENATOR BOWEN: Although some voters might think that’s
preferable.
MS. OAKLEY: Absolutely.
Some of us might.
With
respect to the positives, I think they speak for themselves and address
political values that I don’t think we need to debate. You either want higher voter turnout, greater
convenience, and increased awareness of upcoming elections, or you don’t. Some people don’t. And certainly there are days when I could go
either way. On a tough day, I just
assume fewer people came around, but that’s not a good point of view to have,
in my opinion.
The
perceived negatives of early voting are more debatable, I think. By conducting voting that is more dispersed
geographically and chronologically, we do lose some control over the
process. You can make an analogy to 6th
graders on a field trip. If you let them
decide where they’re going to go and when, it’s much more difficult to know
that they’re all in line when they need to be.
SENATOR BOWEN: You know, we use Assembly members rather than
6th graders.
MS. OAKLEY: Yes. I
would never do that in this building.
(Laughter) But you should feel
free.
SENATOR BOWEN: I don’t want to do that either. My bills are going over there later this
week. (Laughter)
MS. OAKLEY: And it’s also probably not polite to, you
know, compare voters to 6th graders, but it’s a good example of how
hard it is to keep things line.
Some
have expressed fear that this loss of control might lead to greater voter fraud
by dispersing control authority and alertness.
John introduced some of the issues that apply there. I think those are practical issues that we
can address if we have the will.
The
trivialization of voting by diluting what we think of as the sacredness of
election day is a not-inconsequential issue to address for the reason that
voters will bring it up. Our
constituents care deeply, some of them, about whether or not we’re treating
their votes as sufficiently sacred. And
I have repeatedly heard complaints from voters, that by allowing voting by mail,
by allowing early voting, we aren’t requiring of voters the discipline and the
attention to ritual and sacredness that they think is important. I think we live in a culture where so many
things that should be sacred are trivialized, that this is probably not an
issue for politicians. It’s more like an
issue for priests at this point, but it is an issue that will arise.
And
with respect to creating problems for political campaigns, I don’t know of a
single registrar in
In
Before
the November presidential election, we were approached by UC Davis students who
wanted to provide early voting on campus.
Their thinking was that a significant number of students in particular
missed the opportunity to vote on election day because their class and lab
schedules are inflexible, and their polling places are unfamiliar to them and
therefore challenging to locate. I think
that is undeniably true. It is very hard
for these kids who are essentially guests in our town to locate their polling
places. I don’t think it’s impossible. I do think it’s difficult. You know, if you say to the parent of any
six-year-old in
So I
have been appalled and shocked and dismayed by low voter turnout in our mostly
student precinct, and I was anxious to experiment with a solution. And so our department computer scientist in
our Elections Department developed a system to prevent double voting. In spite of our old-fashioned paper-based
system, he is a genius, and he did a great job for us. The system is very elegant and very simple,
and so we were able to establish an early voting location for five days before
the election in the student union on campus, and we made it available to any
So we
were able to place all those ballot types at the polling place and make that
polling place available to any
SENATOR BOWEN: What kind of ballot were you using at that
time?
MS. OAKLEY: We use a data-vote ballot which is a computer
card with a mechanical punch that pokes a hole in it. They’re pretty—it’s great technology, and it
makes it easy to have a lot of ballot types there. They’re compact; you just put them in their
envelopes and put them in a file folder and you’re good to go.
The
result was an increase of over 1,500 votes cast on campus attributable to
mostly student precincts. So that was in
our county of 90,000 voters. That was a
substantial increase in student voting.
And we’re going to expand the experiment to other areas in the county,
in our next election. We’ll do it in
SENATOR BOWEN: Technologically, how do you deal with the
problem of the potential for duplicate votes as you expand the number of
locations?
MS.
OAKLEY: For us, it translated into a
personnel issue. What we did was, we had
the polling place open from
I emphasized that
Certainly, if you’re using, if a
county were to use an electronically based voting system, and were willing to
transmit or capable of transmitting results over the internet or over T-1
lines, which many counties are willing and capable of doing, then early voting
and multiple-ballot types would not be a challenge. Then it’s just a programming issue. It’s not a practical challenge of any other
kind. The question of whether early
voting should be allowed, the question of whether vote totals should be
transmitted over the internet, are two other questions, and those are ones that
will have to be addressed in connection with this issue. Our personal experience is that we were very
excited to have an increase in student turnout, and we would hope to expand
that to an increase in turnout in other populations by doing early voting for
other populations.
SENATOR
BOWEN: All right. Thank you.
Jill LaVine,
MS.
JILL LaVINE: Yes. Thank you for this opportunity. We’ve tried early voting twice. We’ve had different experiences each time. Of course, we have it in our office, right
before the election, the 29 days before the election. In November of 2002, we worked with the
Secretary of State and tried an early voting experiment down in their
office. However, at that time, we were
using punch cards, and you have to have the correct ballot, like Freddie was
referring to. You have to have the
ballots needed for the voter. So we had
to keep all these ballots on hand. Quite
often, we were running back and forth from our office downtown with another
ballot type. You know, we only had two
of those, and we needed three of them and back and forth. The other problem is keeping these ballots
secure. Thank goodness, working, say,
with the Secretary of State, we had an opportunity to lock the ballots up and
do the accounting each night.
Then there was the one day that
everybody at the convention center decided to come over and visit us, and we
were just, had lines out the door. All
total for that—we ran about five days with about 1,200 voters for this early
voting. We didn’t do a lot of
advertising. We were just trying to get
our feet wet at that point.
The second time we tried early voting
was part of an RFP process. We were
looking for some data and some experience with one of the vendors that didn’t
have any onsite experience. So we tried
in November of 2002—this is with Avante; we tried it with the paper audit trail. We have five locations out in our
county. Things worked well because it
was an electronic ballot. We did not
have to worry about running out of ballots, running back and forth. But we still had the problem of securing the
system every single night because some of these were in a shopping mall, so
that was difficult. We did do a little
bit of advertising. And at this
particular time, we got about 1,600 voters.
We have not pursued the early-voting
system or trying that out because we are a paper-based system. We use an optical-scan ballot. You have to have that particular ballot type
to vote on, and voters come from all over the county wanting their particular ballot
type. Such as in the primary election,
we would have approximately 100 ballot types, times 11 different parties, times
the two different languages, so you can see the stock we would have to have on
hand. The general elections are a little
bit easier. We only have about 200
different ballot types with only two languages at that point. Any paper-based system will have problems
with this early voting unless you can print the ballots as needed. There is the technology from the vendors now,
what we call the ballot on demand. With
that, it brings a couple of other problems, such as, if you’re going to be a ballot
printer, you have to meet the Secretary of State’s requirements, so you’ll have
to make sure that your spot or your location has met the certification of
security and storage. So definitely, a
paper-based system is very much disadvantaged, and an electronic system does
have the advantage at this point.
SENATOR
BOWEN: All right. Thank you.
Janice Atkinson,
MS.
JANICE ATKINSON: Thank you. Good morning.
We’ve also found—and I hope to speak
more extensively on permanent absentee voters—because we have such a high
percentage of permanent absentee voters in our county, we don’t seem to have
any pressing need to do early voting in the community. I believe that the majority of the voters who
would take advantage of this are already sitting at home with their ballot in
hand in
We do have for voter convenience in
our office, however—you know, we do, of course, do absentee voting, the 28 days
before the election. And we have
probably the only, in the State of
SENATOR
BOWEN: So you can drive up and order
up your ballot?
MS.
ATKINSON: That’s correct. You drive up; we give you an application; and
you fill out and sign it; we get your ballot for you. If you want to vote right there, we usually
suggest that they pull down and use the parking lot and mark their ballot and
come back around so that we don’t have lines into the street. But our voters seem to love it; it’s convenient
for them, and it has been a little fun, innovative thing we’ve tried in
SENATOR
BOWEN: Yes. I can imagine that. Do you get requests for fries? (Laughter)
MS.
ATKINSON: Every election. Generally, once a day.
SENATOR
BOWEN: All right. Interesting.
Let me hear from Kim Alexander,
Jacqueline Jacobberger, and Dan Kysor at this point, sort of your feedback on
the early-election experience and what you think has been left out of the
conversation so far, if anything, and where you might agree, disagree, or have
other remarks.
MS.
KIM ALEXANDER: Good morning. I’m Kim Alexander with the California Voter
Foundation. My comments are going to
focus primarily on absentee voting, as was mentioned earlier, it’s increased
quite a bit just in the last 12 years.
The rate has doubled from 17 percent in 1992 to…
SENATOR
BOWEN: Let me do this. If you’re going to focus on the absentees,
let me ask you to hold…
MS.
ALEXANDER: Okay.
SENATOR
BOWEN: …because I want to hear from
the registrars on that.
MS.
ALEXANDER: Do you want me to share
my comments on early voting?
SENATOR
BOWEN: If you have early vote,
sure. Let’s do that.
MS.
ALEXANDER: Okay. A couple of issues. There are some ballot secrecy concerns with
early voting because early voting is taking place in public areas, and my
experience as an early voter in
I wonder, as a voter educator, if
early voting sometimes is taking place too early. Having people voting 30 days before the
election day means that, not only may they not benefit from some of the mail
that they might not get. But more
importantly, things change in elections very quickly. And as you recall during the recall election,
there were a lot of candidates on the ballot.
By the time the election day actually came around, several of those
candidates had dropped out of the race.
And we heard from a number of voters who were disappointed that they had
already voted, either absentee or early, and had cast their vote, and their
favorite candidate had decided not to continue to pursue the election at that
point. I’m a little concerned about
early voting in shopping malls and other public places where people are coming
into vote, coming into to shop, and then see the polling stations and say, oh,
well, I’ll get my vote in while I’m here.
They probably won’t have their booklet with them. They may know how they want to vote on a
couple of races on the ballot. But as we
all know, we have very long and complex ballots in
SENATOR
BOWEN: It sounds like that wouldn’t
be an issue with the way you did it in Yolo County because, if it’s an absentee
ballot, you’re not required to turn them in right at that moment, right?
MS.
ALEXANDER: Right. And it was also five days prior to the
election when people probably were more likely to be better prepared to vote
than they might be a month before the election.
Early voting in California, my sense of it was that it was introduced in
large part to introduce voters to electronic voting, and there’s no doubt that
electronic voting is a much better system to use for early voting than
paper-based systems.
One of the security concerns that the
California Voter Foundation has with early voting is that, in order to ensure,
as you were asking earlier, Senator Bowen, about how do you make sure there
isn’t double voting, the best way that I’m aware of right now to do that is to
have your early voting sites networked back to your county election
office. That requires using the internet
or phone lines to continuously update your databases and make sure all of your
remote sites are being continuously updated.
And I’m not at all confident that the counties that are engaged in
satellite voting sites and using that kind of technology—primarily, Los Angeles
is the one that I’m aware of—have covered all of the security bases that ought
to be covered to make sure that that database updating is happening in a secure
way and that the databases can’t be tampered with.
I think that we might want to
consider, in general, and we’ve talked about this before, moving to high-tech
voting centers and having early voting take place in a shorter timeframe,
maybe, you know, the four days prior to the election rather than 30 days, and
combining it more with absentee voting and having places where people can go
and bring a paper ballot or cast an electronic ballot that’s backed up on paper
and give voters more convenience to vote early but not so early that they end
up not being able to make informed decisions about everything they might want
to vote on, on the ballot.
We do need to improve the technology
to make that happen and make sure that those databases of voters are continuously
updated so that we don’t have over-voting or duplicate voting. And it’s important not only that we do that
in a way that’s technologically secure but also in a way that gives voters
confidence, that people aren’t going out and voting twice. A lot of the security concerns that voters
have in
SENATOR
BOWEN: And I think that voting your
own ballot is certainly a concern to it.
And that’s a concern, whether you’re dealing with electronic or paper
ballots. But I think it’s an experience,
particularly, I think it’s Orange County, where there were a number of voters
in the last election, didn’t get the ballot that was appropriate to their
situation, so they didn’t have the opportunity to vote for certain offices, and
they did wind up voting in a district in which they didn’t live in certain
races. So I think I want to kind of back
up from this issue of the number of ballot types that various people have
referenced.
And,
Kim, maybe you can help explain to people who are watching or listening why we
have so many ballot types. We all think
of elections, and we think, Okay. We vote for governor or president, and we
have a few initiatives. Why do you
have 100 ballot types?
MS.
ALEXANDER: Well, one of the reasons,
of course, is redistricting and who draws the district lines. And we have district lines now following the
2000 Census that are very complicated, and that’s made the job for the county
registrars much more difficult than when we had districts that were nested and
more compact.
We have—you know, voters in
SENATOR
BOWEN: I think that will be
helpful. I mean I think many voters
don’t think about their school board, their reclamation district, their flood
control board, the sheriff, the city attorney, the whole host of various kinds
of elected offices that may all show up on the same ballot and where voters
just have different, live in different districts next to each other sometimes.
So early voting. Anything else?
MS.
ALEXANDER: That’s it.
SENATOR
BOWEN: We’ll come back to you for
absentees.
MS.
ALEXANDER: Thanks.
SENATOR
BOWEN: Let me turn to Jacqueline
Jacobberger with the League of Women Voters.
Thank you for joining us this morning.
MS.
JACQUELINE JACOBBERGER: Thank you
for the opportunity to be here. Of
course, the League of Women Voters is very concerned about voter turnout and
participation and that’s, you know, one of our core issues. We have had experience with early voting
sites, and we feel that they do provide voters with an opportunity to vote
ahead of time. We found that local
leagues, in staffing their telephones, had many inquiries at the last minute
from somebody who had to go out of town, and what am I going to do? And so that we were able to direct them to
early-voting sites and where—you know, they could go to the county registrars,
but it was a long distance to that.
Having something more centrally located for them was a plus, and people
were very thankful.
SENATOR
BOWEN: It sounds to me like that’s
an issue that’s much more of a concern during the, sort of five-day window that
Freddie Oakley was talking about and less of a concern 27 days before the
election. I think, as we talked about,
the complexity increases with the storage and security, the longer you have to
maintain that. So having that experience
report, I think, is helpful for us to understand who wants to vote early and
can’t use a typical absentee ballot because that’s a way to vote to solve this,
and we’ll talk about that next.
MS.
JACCOBBERGER: And I’ve been in the
Elections Department, say, on the very first day that absentee balloting was
allowed and seen people who are going on a trip, standing there, casting their
ballot and being delighted that they can do it and not have to worry about
whether it was going to get in the mail and get delivered. So I think some of the alternatives that
we’ve heard about, setting up the early-voting sites on college campuses, and I
think when the technology, you know, is ready to allow that, it would certainly
be a plus. One of the other things I’ve
heard is setting up an early-voting site, say, in a large workplace, say, in
I mentioned, when citizens use those
alternatives, such as early voting, it does provide a challenge, as far as the mailing
out of materials. The League gets a lot
of calls saying, I don’t have my sample
ballot. It didn’t come in the mail. So making sure that the materials are mailed
in a timely fashion; I think I don’t have as much sympathy for the campaigns,
but I also think that it is a challenge for volunteer groups, such as the
League where we do candidates forums and, of course, have election publications
of being able to get things prepared early, and I know Leagues are having their
candidates forms earlier and so that people have that access to the candidates
in a timely manner. And, of course, I
think the increased use of electronic technology, such as we’re doing with our
smart voter website, where the candidates could put their information on early
and it would be available, so you could direct candidates, I mean, voters to
that, as a source.
SENATOR
BOWEN: When you were talking about
the sample ballot, I was thinking that probably, generationally, much of that
problem disappears before too long because the generation who are about to
begin registering are pretty used to getting whatever it is. I had student in government yesterday say to
me that she couldn’t imagine how she could do an historical report without
Google and, if she had to go to the library and get books out, she just didn’t
know how she would do it. It was a very
big generational gap around the table.
But I think it tells us something about that. But that doesn’t solve the problem that Kim
Alexander referenced about the fact that things change during the course of an
election. And reading a printed
statement from a candidate is very different than dealing with a voter, a
League of Voters forum, for the same position and the job that the media and
now the bloggers do in looking at the details of some of what’s happened. And the information that’s available to
voters is obviously richer as the time grows shorter.
MS.
JACCOBBERGER: I’m just using our
smart voter as an example. But the
candidates can actually update their information right until the day before
election time so that they can respond.
So I think there’s more of that kind of information out there that can
help voters. So I think, you know, just
the time to study the issues is a definite concern.
And the other thing that’s come up in
some discussions—and I haven’t heard mentioned yet—is the impact of the day,
for the close of registration on early voting, and that would probably be
something that the registrars could respond to.
But, you know, we’ve shortened it
to 14 days. And I know that with the big
influx of registrations that came in right at the last, for the November
election, there was a real crunch for the registrars to be able to get that
information entered. And if you had the
early voting—you know, many people would like election-day registration, so I
can see some real problems for registrars, you know, and that deadline for
registration probably would have a lot of kinks that have to be worked out.
SENATOR
BOWEN: It’s the difference between
the desirability of doing something and just the administrative challenges
particularly and big challenge of counties making it work.
Dan Kysor, thank you for joining us.
MR.
DAN KYSOR: You’re welcome. Okay.
I’ve got it. Yes. I’m with the California Council of the Blind,
governmental affairs director. I may
have to go downstairs and meet some people at
One of the most important issues would
be transportation. So if you have an
election, everybody has to try to call their county Paratransit buses to get
them to the voting poll on one day, whereas early voting, you have a longer
period at which to disperse for voting.
Also, it increases the areas of accessibility to the voting poll for
people with disabilities if you have early voting, assuming that the public
areas where early voting is will be accessible.
I mean one of the issues that come up with normal voting has come up in
some counties as, with people with disabilities, when you have voting in people’s
homes—garages and whatever—there’s not enough clearance for wheelchairs, and
there’s not the kind of accessibility.
There’s the electronic voting machine issue about power and that sort of
thing. So that’s sort of a nightmare
just thinking about that. But early
voting, our members have been really happy with it, and it’s been very popular.
I may have to leave by the time we
talk about the absentee ballot. Can I
make one comment on that?
SENATOR
BOWEN: Sure. Certainly.
MR.
KYSOR: I think that when you get to
that, ask John in Oregon about the Braille, Braille ballots, and how blind and
visually impaired people vote because I’m here to advocate that that system be
used—if you’re going to go to a total absentee ballot system. But always keep in mind accessibility for
people with disabilities when we talk about voting systems. And also, about new voting systems or any
type of a grandiose technology plan, is that I am a real proponent of a kiosk
type of, a universal kiosk, such as, integrating ATMs with voting or something
on that line. Also, maybe touchtone
voting with voice recognition could be a possibility for people. I don’t know how far along that technology
has come. I know on my cell phone, I’m
the only one who can activate my cell phone with my voice. So if they can do it on a cell phone, why
can’t they do it on voting? So those are
my comments.
SENATOR
BOWEN: Interesting. Yes. I
think that voice-activated voting certainly presents its own set of security
challenges. If I recorded your voice in
a conversation we were having or from a hearing, I potentially would have the
ability to use a snippet of that to get into your ballot, and you would never
know. But every time we try a new
innovation, we face another set of security issues.
MR.
KYSOR: Yes. But, you know, people did that with
electronic voting, and I think a lot of those, a lot of the fear mongering that
was going on with electronic voting turned out to be baseless.
SENATOR
BOWEN: I do have a question for
you. Do you know at this point what
percentage of blind and visually disabled people read Braille?
MR.
KYSOR: Braille is a very—most of
your blind and visually impaired population are seniors, and we’re not born
blind. You know, they acquired their
blindness or visual deprivation from their age, aging, the aging process. I believe it’s less than 10 percent. So if you’re talking—and John will be able to
talk about those issues more than—because he has more experience with that in
SENATOR
BOWEN: Well, I’m just thinking
about, as you’re designing something to deal with a particular part of the—the
wheelchair access, for example. One of
the reasons that we look at schools as polling places is they already have to
deal with the issues of access for the disabled. We don’t build schools that don’t have access
at this point. And that’s not true of
homes, garages, the carpet store where I voted in
MR.
KYSOR: Roll up your ballot with the
carpet.
SENATOR
BOWEN: Yes. The most unique voting experience I’ve had
was in the carpet store.
MR.
KYSOR: You’re electing
carpetbaggers?
SENATOR
BOWEN: Not in my district. (Laughter)
MR. KYSOR: Right.
SENATOR BOWEN: But very well done.
Let’s continue with the absentee-voting
discussions. We’ve sort of gone into
that. And to kick off that discussion, I
think we have to go to John Lindback who’s come down from
Thank you very much for coming. We expect to learn a lot from you.
MR.
JOHN LINDBACK: Good morning, Madam
Chair. Thank you very much for inviting
me.
I moved to
They, of course, did a lot of
publicity surrounding it, got a lot of statewide publicity, and then that first
election, where they did it, they got more than a 90 percent turnout. When the novelty wore off, they are quite
consistently in those local elections getting turnouts of 30, 40, and 50
percent, which on paper by
What I’d like to do is take you
through a short presentation here on how the Vote by Mail system in
In
Everyone in
If a voter can certify that everything
in the voter’s statement is true, they sign the envelope. A statement on the envelope warns the voter
that it is a Class A felony to sign the ballot-return envelope if the voter
knows the statements to be false. The
voter returns the ballot to their county elections office, either by mail, in person,
or by dropping it off at an official ballot drop site.
In included with my presentation today
a copy of what we call our Vote by Mail manual
in
I raise that issue now because in our Vote by Mail manual, we have a
requirement that there be one, at least one official ballot drop site for every
30,000 people in your county. And those
are distributed on a geographic basis to make it convenient for voters. The county clerks are required to sign
security agreements with libraries or other locations where they’re placing
these drop sites. And, of course, they
have to pick up the ballot regularly and keep the ballot secure.
When the ballot arrives back at the
county, an election worker scans the bar code, which is unique to each voter,
on the back of the ballot-return envelope.
And that helps each county track where voters return their ballots—which
voters who return their ballots—excuse me.
An elections worker who is trained in
signature matching compares the signature on the back of the ballot-return
envelope with a signature on the voter’s registration card. So when they scan in that barcode, it
automatically pulls up the voter’s signature from their original voter
registration card on the computer screen so they can eyeball the signature on
the envelope against the signature on the original voter registration card.
SENATOR
BOWEN: Let me ask you a question
about that, that I’m going to have for
I’m going to ask our Californians that
too. What do you do in
MR.
LINDBACK: Our Vote by Mail manual, again, requires the counties to contact the
voter in a signature, non-matching situation.
And oftentimes, with the ballots going out two weeks early, they have
time to—the voter has time to deal with that until election day. For those non-matching signature situations
that occur close to election day, the counties challenge that ballot. It goes into a challenge-ballot category, and
that gives them up until ten days after election day to contact the voter, ask
the voter to explain the situation.
Oftentimes, it requires them to come to the county, and they’ll say, That’s a 20-year-old card; my signature has
changed, or…
SENATOR
BOWEN: That’s kind of an involved
process. I’m seeing our registrars
contemplating the number of additional hires that that would take.
MR.
LINDBACK: Well, I’ll get to the
number of election workers we have in comparison to who they’re hiring now, and
you’ll see, that even though it is an involved process, it’s very important of
the security of the election. And
overall, we hire many fewer people for elections than we did back in the
polling-place days.
SENATOR
BOWEN: The polling-place age?
MR.
LINDBACK: The polling-place days.
SENATOR
BOWEN: Okay.
MR.
LINDBACK: We call it the old days. Anyway, the next thing on the thing says, if
the signatures do not match, the voter is notified and asked to contact their
county election official.
SENATOR
BOWEN: I got ahead of you. I’m sorry.
MR.
LINDBACK: In order to maintain the
secrecy of each ballot, an official elections board composed of mixed, political-party
membership removes and separates the secrecy envelopes from the ballot-return
envelopes. So that process is done first.
In the second stage of the process,
the separate elections board, separate group of people, remove and separate the
ballots from the secrecy envelopes. And,
of course, all of this is done in public and observers can watch and make sure
that the secrecy of the ballots is maintained.
An official elections board inspects
the ballots to ensure that they are machine readable. The people that are on the table here, I’m
sure they all have this problem with their absentee ballots which are folded,
and when people are marking them on a piece of paper, you can often look at the
ballot and always mark it correctly. So
we have an inspection, what we call a pre-inspection process in
SENATOR
BOWEN: So that will—let me see if I
understand that. You’ve got somebody who
started to fill in a particular oval, changed their mind, put an X through it,
and completely filled something else.
And that’s going to cause the machine to burp, so you basically
reproduce it without the crossed-out bubble?
MR.
LINDBACK: That’s correct. And only in cases where the intent is clear.
Now the voter intent guidelines are in
the Vote by Mail manual. You’ll see that for optical-scan ballots, you
know, where those situations, what those guidelines are, and what you can make
deductions about voter intent, and it has to be a pretty clear situation before
you go ahead and do that.
Finally, once the ballots are all
flattened out, the inspection board deals with them, you know, duplicated any
ballots. We run them through our
separate count machines. And since we
all Vote by Mail, that’s all we use in
The benefits of Vote by
Mail—participation is higher in elections conducted by mail. It’s just undoubtedly true at the local
level. All elections in
It removes barriers to keep the people
from getting to the polls, obviously.
And people have more time to study the issues and candidates before marking
their ballot in elections conducted by mail.
We also have very long ballots.
In the 2000 presidential election, there were 26 ballot measures, state
ballot measures alone. In
Vote by Mail costs about 30 percent
less than polling-place elections. If
you had counterparts to your
The signature matching, we believe, we
are only one of only two states in the country in which every signature of
every voter is verified before their ballot is counted. In every other state in the country, if you
find out if there’s a fraud situation, that ballot’s gone. For all those signature, non-matching situations,
we don’t count that ballot until its resolved.
If the voter never shows up, the ballot doesn’t get counted. And so there is a price to pay for folks who
don’t pay attention to the signature situation.
There’s no evidence that Vote by Mail
directly impacts one political party over another. We’ve had academics trying to figure that out
and political parties trying to figure that out, and nobody’s been able to come
up with any evidence that suggests that that may be true. And after five years of voting by mail in all
statewide elections, Priscilla Southwell, a professor at the
Now in 1998, the citizens of
But here’s what we advise if other
jurisdictions are interested in conducting Vote by Mail elections. We suggest that they start slow and small
with local elections. Trying to radically
change the way people vote in a very large election is never a good idea. If you start slow with small and local
elections, like it was done in
Ballots are not forwardable. So when you get your—that is another
important part of the security of the election.
If you get your ballot mailed to an old address, the post office is not
allowed to forward that ballot. It gets
returned to the county, and you’re not allowed to vote that ballot until you
come in and you update your registration.
All ballots must be in by
We also advise that you create a
strong relationship obviously with the post office. We have found that the post office is a very
motivated partner. They want the
business; they like the business; they love Vote by Mail. And they go to extraordinary measures to help
us make sure our system works in Oregon, including doing the last-minutes
sweeps of election offices on election day to make sure that all the ballots
that are at a post office get in by that 8 o’clock deadline.
It does result in our experience in
better-run elections. All the election
workers are in one location, not in many polling places, dispersed out, wide
over the geography of the county. A
smaller number of election workers is needed, and let me give you an
example. Lane County, Oregon, just over
100,000 voters, in their last polling-place election in 1998, had 1,500 people
that they had to have hire. For the 2004
general election, the busiest election in the county’s history, they hired
225. It’s huge. It’s just huge in terms of a more efficient
administration, and the county clerks from
SENATOR
BOWEN: I don’t see any disagreement
around the table. (Laughter)
MR.
LINDBACK: Here’s another thing that people
haven’t thought about, but it was very noticeable for me. I’m sure none of the folks around the table
have ever had an error on a ballot, right?
SENATOR
BOWEN: So you’re saying that all of
your county officials prefer this method?
MR.
LINDBACK: Yes.
SENATOR
BOWEN: Okay.
MR.
LINDBACK: I’m sure that none of you
have ever had a ballot error, right?
UNIDENTIFIED
SPEAKER: Produced a ballot with an
error on it?
MR.
LINDBACK: Right.
UNIDENTIFIED
SPEAKER: Jerry Alder. (Laughter)
MR.
LINDBACK: If there is a ballot
error, the ballots go out two weeks before election day. And ballot errors are inevitable with, as you
can tell on the table here, people having to produce so many different ballot
styles. If you have an error on a ballot
style, you have time to correct it. When
people get the wrong ballot style, you can quickly print the right one and get
it back out to the voters and have them vote the correct ballot style.
UNIDENTIFIED
SPEAKER: _______. (Laughter)
MR.
LINDBACK: Okay. Well, we’re on a different scale than you are
and some of your counties, but we have some large counties too.
Again, fraud is caught before a ballot
gets counted, and I would say that we are forwarded in the average election,
anywhere from, that gets forwarded to our office, 300 to 400 cases of
non-matching signatures in which the county has never heard from the voters,
that they were not able to resolve that situation. In most cases, we’re not able to find the
voters either. But in the few cases
where we do, we are able to prosecute those cases. We probably have three or four a year where
we actually prosecute people for signing another person’s ballot, something in
that order.
SENATOR
BOWEN: How do you deal with overseas
military voters?
MR.
LINDBACK: The same way other
jurisdictions do. They go out according
to—if they’re so-called submarine ballots, they go out 60 days before the
election. Other military and overseas
ballots, they go out 45 days before the election.
SENATOR
BOWEN: And the issue of disabled
voters, now that Dan Kysor’s left the room, how do you deal with visually
impaired voters? I guess it’s not an
issue for some kinds of disabilities because transportation is the primary
difficulties.
MR.
LINDBACK: We do resolve a lot of our
disability issues by the fact that we don’t have polling places, and those
folks with disabilities get their ballots at home. We do not have real ballots in
We go to sort of the conventional
route of a lot of other jurisdictions in the country, that if a voter with a
disability needs assistance, that the elections office will send out trained
election workers to assist them in marking their ballot. It, of course, is not going to be compliant
with the Help America Vote Act on
SENATOR
BOWEN: And the primary problem will
be secrecy, I assume?
MR.
LINDBACK: Yes.
SENATOR
BOWEN: If you’re helping someone
mark their ballot, it’s no longer a secret?
MR.
LINDBACK: Right.
Here’s just a quick glance at some of
the turnout statistics. As you can see,
at the top line, the voter turnout in Oregon, special elections, we had a
couple of task elections—one in January 2003 and one in February 2004—49.3
percent, 45.1 percent—it sort of gives you a gauge of how it compares with your
California special election for governor.
The lowest turnouts in the country in the primary election for
president—I look at some of those—LA,
Voter turnout in
SENATOR
BOWEN: All right. Let me go to Stephen Weir from
UNIDENTIFIED
SPEAKER: _______?
SENATOR
BOWEN: You definitely need a
microphone. The Senate here is not very
technologically able. We’re not
wireless.
UNIDENTIFIED
SPEAKER: ____________.
SENATOR
BOWEN: We’re actually going to have
voice mail sometime this year, I’m told.
So that’s a huge change.
MR.
STEPHEN L. WEIR: Thank you, Madam
Chair. Steve Weir,
I’ve
been tracking Vote by Mail since the November 1996 election in my county in
which we had a moderately close Senate race between Richard Rainey, who was
then an assemblyman, and one of our members of our board of supervisors, Jeff
Smith. Out of 300,000 votes cast, there
was about a 700-vote spread, which in our business is not close. But nonetheless, the Democrats started to do
a recount. And so I went back and I
looked at the Vote by Mail acceptance rate and was surprised to find that our
rejection rate was close to 4 percent, which is very staggering.
SENATOR BOWEN: You’re talking about the number of absentee
ballots that were not counted for one reason or another?
MR. WEIR: That were rejected for a combination of
causes. And I have in the materials we provided
to you, this chart, if I can just work off of this one now.
SENATOR BOWEN: Sure.
MR. WEIR: What we had was close to 4 percent rejection. If you’ll look at the green, it’s a little
over 2.5 percent for simply being late mail, mail that arrived after the fact,
and then the 1.2 percent for cause would be no signature, bad signature, not
signed under penalty of perjury, improper third-party delivery, et cetera, et
cetera, and I was stunned by that figure.
And so we started informing our voters at the next election, You’re ballot has to be in by 8 o’clock
election day, and you can see almost a percent drop in the rejection rate,
3 percent, certainly not happy about that, but we were happy that the voters
read the material. So we flipped over
the little flyer, which was color-coordinated, and said, hey, if you read the
front of this, read the back, and the back says the other three reasons for
rejection.
So
after two notifications to our absentee voters, we basically cut the rejection
rate in half, down to about 2 percent.
I’m not happy with 2 percent, I have to tell you. And then over some period of time, we’ve
actually gotten that number with one aberration down to about 1.3 percent. I’m not excited about having 1.3 percent
rejection of the voters’ mail. And so we
decided to start looking at the different categories of the issue type to see
what those look like, to see if we could start letting our voters know where we
were with this. So this is the
ballot-type mail. That means you got
your sample ballot; it has an application for an absentee. You send it back; we send it back to you.
Between
March of ’04 and November of ’04, we saw that number close to 2 percent
dropping down to a little over 1 percent.
So a rejection rate that wasn’t stunning, mail precincts—this is where
we said you have to vote by mail—and we were staggered to find that March 2, we
had an 11.5 percent rejection rate in that category—voila—the explanation of
why we jumped up so high. And I have to
tell you about our postal service with whom we work well. We do pay the return postage because I think
that it’s a poll tax if I make you vote by mail and I make you pay that. Not all registrars agree with that. And so I have business reply mail. Oakland Post Office has a clerk that deals
with return mail. It so happened that
that clerk was not on duty Monday the 1st and Tuesday the 2nd,
and we literally had 500 pieces of mail sit for that credit requirement. And once having discovered that, we went back
to work with the post office. And as you
can see, we brought that number down to 1 percent, not happy with 1 percent
late, but nonetheless some improvement.
SENATOR BOWEN: Let me ask you a question on the mail precinct
issue. It’s actually one of the biggest
complaints that I get in my district office, is people who, and it’s typically
been places like a senior housing facility where the seniors have always voted
in the rec room of their facility, and then now they’re being required to vote
by mail. And the education problem, I
found, is enormous and the subject of a lot of complaints.
Do
you have more late ballots in that situation than you do among the general
public where people are not choosing—you know, there are a small subset of
people who are—it’s about the same?
MR. WEIR: One percent versus a little under a percent,
but that requires a lot of education. I
mean you’ve got to really work with those folks.
And quickly,
just going through military is the highest, although it’s declining, overseas
is declining. But here’s the one I want
you to see, permanent absentee voters, .62.
Now these are the voters that will typically get their ballots in
Contra
Costa rejected 446 ballots out of 158,000 ballots returned in this last
election for bad signatures, and we do not so inform the voter because the
concern is that you’re telling the fraudulent forger to try again. Now under Election Code Section 3000, we must
liberally construe that section in favor of the voter, and we will qualify that
signature if there is any way to do it.
If it is obviously, one, where the age of the voter might dictate that,
we’ll count that ballot and send them a new registration request, and we try
our darndest. But I will tell you that
there are matches that just simply aren’t matches, and there are some that go
through where you in fact have a tracer, tracing that signature, and it’s a
perfect match and it’s going to pass through, and that’s not a perfect way to
stop fraud.
I
personally like for the voter to vote at the polls. I think you stand the greatest chance of
having your vote counted if you vote at the polls. Having said that, with almost 40 percent of
my voters voting by mail, I want to encourage that voter to sign up for
permanent or to go to what we, as elections officials in California believe,
ought to be sort of regional voting centers where we could accommodate perhaps
more voters just before election day or after.
If I
have the time, Madam Chair, I did conduct an all-mail ballot in one of our
poorer areas where, by the way, statistically they do have a harder time
returning their mail and having it successfully cast. At
The
west Contra Costa area, which includes
The
rejection rate for late absolutely stunned me.
It was six-tenths of a percent, half of what our average is.
SENATOR BOWEN: In the special election, you mean?
MR. WEIR: Yes.
SENATOR BOWEN: Don’t you think that can have to do with the
nature and the intentions of voters of that particular special election?
MR. WEIR: And getting their ballot early.
SENATOR BOWEN: Okay.
MR. WEIR: Everybody got their ballot four weeks
out. They didn’t have to request it.
SENATOR BOWEN:
MR. WEIR: Right.
SENATOR BOWEN: Early.
MR. WEIR: But two things happened at that election that
John cautions us about that I was surprised about. Number one, we have an eight-fold increase in
the rejection for what were obviously bad signatures. They weren’t even an attempt to sign that
person’s name anywhere near what one would try to do if one were tracing or
copying. And for some reason, one out of
a thousand, or about 50, ballots were rejected, because the voters were signing
the ballot. Somehow, somebody heard,
sign the back, sign the front, and in
So
the caution to us to go slow and look at these things, I think, has some
merit. Just in summary from my
perspective, not a fan of vote by mail, it is another option available to our
voters if they want it, they like it. If
we’re going to be successful with it, I encourage that voter to participate in
the permanent absentee voting program.
It’s easier for me as a registrar to facilitate them, and the success
rate of them getting that ballot in and counted, I think, is irrefutable.
SENATOR BOWEN: Mr. Lindback, what do you do when you have a
signature that you believe to be fraudulent about contacting the voter? How do you address the issue that Mr. Weir
has brought up with regard to encouraging fraud?
MR. LINDBACK: Well, each county is required to contact the
voter whether or not you think it’s fraudulent or whether or not you think it’s
innocent, and have the voter come in.
And they come into the office and you say, We’re having trouble matching the signature on your ballot and, you
know, have them provide another sample for you without showing them the
original one.
SENATOR BOWEN: Have you found—have found an incident—have you
done a statistical, longitudinal analysis to determine whether you get repeat-problem
signatures from the same voters?
MR. LINDBACK: You know what happens in
reality? The people that are trying to
commit fraud don’t show up.
SENATOR BOWEN: Right. They
don’t show up. But the question is, Do
you then get in the next cycle someone again trying to commit fraud with regard
to that…
MR. LINDBACK: Those situations are marked
in, like, computer systems. If you have
a situation—they’re not allowed under our provisions to, if you have a
signature not matching the situation to move that voter to the inactive list,
so then we’ll get another ballot. But
you flag it in your computer system that you got a signature match problem the
last time and pay special attention to those ballots that are coming in. It’s very important. It’s very important if you’re going to conduct
successful mail elections, that you give the voter the opportunity to come in
and deal with that signature-not-matching situation. Most of them are innocent situations.
SENATOR BOWEN: Yes.
I’m told that a lot of it is spouse, a spouse signing.
MR. LINDBACK: Or parent.
SENATOR BOWEN: Or parent—okay—signing or perhaps a young
person for an aging parent. But it’s
someone in the household signing, and then you don’t know who actually voted
the ballot. I presume that’s a
problem. So you will call or contact
that person and they come in? What do
you do in Contra Costa County if it’s clear that a spouse has signed, the same
person in a household, has signed two—you can tell by the signature that they
signed both?
MR. WEIR: It goes to the DA. It goes to the DA right away. And we do think, that if there is any kind of
fraudulent activity in
SENATOR BOWEN: It’s a hypothetical.
MR. WEIR: And where Freddie just simply
copies my signature. We will never catch
that, ever, ever, ever, because we are not document, forensic document
examiners. And that effort will make it
through.
SENATOR BOWEN: So what do you do about that?
MR. LINDBACK: Well, we have the same
situation in that, if you’re an excellent, simulated forger, there’s people
that forge, trying to actually simulate the signature or there’s people that
just don’t worry about simulation and just sign someone else’s name thinking it
will get through, if you’re an expert simulated forger, you can probably get away
with it.
SENATOR BOWEN: Well, I guess the person who’s ballot is being
voted that way has to be not paying attention—right?—or it doesn’t work.
MR. LINDBACK: It is also in
SENATOR BOWEN: Interesting.
Other registrars? Oh, Kim.
You’re sitting backwards now.
Yes. Do you want to talk to us
about absentee ballots? Okay.
MS.
ATKINSON: I’d just like to say
MR.
WEIR: The dark side.
MS.
ATKINSON: The dark side. I’m sorry, Steve, but I’m ready to go entirely
by mail. I do think it increases
turnout. I think we get a better
response from our voters. I know that
the voters in
In
Prior to the November 2004 election, I
had done, returned a ballot for a signature that didn’t match. And in leading up to November 2004, I know
that the emotions were running very high.
Everyone wanted to vote, and I wanted to attempt to allow each one of
these voters to correct their signatures. And so I mailed back to the voter,
along with a letter of explanation, the ballot with the signature that did not
match because, let’s face it, if I kept it, it wasn’t going to count
anyway. And so if it didn’t get back to
me, there was going to be no worse consequence than it not matching. And I gave them a new envelope. I explained, that if someone else had signed
for them, please place their new ballot and return it. If their signature has changed over a number
of years, please fill out the new registration form and return it along with
the ballot. I did not return a copy of
either the affidavit of the voter that was on file or the signature that didn’t
match because I didn’t want to give anyone who was forging this the opportunity
to trace or copy. I also felt, that if
the voter filled out a new registration form, you know, someone might have been
able to copy their signature, that they would have all the other information
that was required on the registration form, but it’s probably not as likely.
SENATOR
BOWEN: Didn’t you have a problem
with the deadline, though, in that situation?
MS.
ATKINSON: You know, we did. As time got closer—and we always run into
this, as time gets closer to the election—we stop mailing back and we start
telephoning. My experience with mailing
back the signatures that didn’t match was very interesting, and I want you to
know I learned a few new words, most of them directed at me. (Laughter)
Voters were actually outraged that we returned these ballots to them
until we took the time to explain to them that we were trying to ensure that it
was their ballot and that we were actually protecting them and not…
SENATOR
BOWEN: So you had to redraft your
cover letter, explain that better? MS.
ATKINSON: (Laughter) Yes. Well, I took a lot of—I mean we had those
words in there, but I don’t think they got past the fact that their ballot had
been returned. And emotions were running
high; everyone wanted to vote.
SENATOR
BOWEN: So the idea that their ballot
wasn’t being counted, not so much that it was being returned.
MS.
ATKINSON: Returned and not
counted—how dare you; how dare you reject my ballot.
But for those voters who did—actually,
I had a couple of them who did take the time to come in, and they had actually
filled out the new registration form.
They had the ballot there. I then
showed them the signature that we had on file.
I mean the light came on; the understanding was right there. And it was either something about, you know,
well, gee, they hadn’t registered in 20 years or one woman remembered that when
she had registered, she had a broken arm and her arm was in a cast, and then
they were very understanding. But it was
an interesting experience, and I think in the long run voters are very grateful
when you go that extra effort to make sure that their votes do count. But we have had great success with our
permanent absentee program.
We are now mailing—we began in 2002
actually because of the 15-day close provisions. I was very concerned, that with the 15-day
close of registration, we were going to have that peak workload of registration
at the same time that we would normally have the peak workload of absentee
applications. And so I looked to see
what I could do to shift our workload, and we began mailing out an application
to every voter in the county who was not already a permanent absentee voter at
60 days before the election. And it has
been tremendously successful.
The first election, we went from
15,000 to 45,000 permanent absentee voters.
We are not over 100,000 permanent absentee voters in
SENATOR
BOWEN: Mr. Lindback, have you
learned any new vocabulary words?
(Laughter)
MR.
LINDBACK: These stories are very
similar to what we were hearing from right here in
One thing that I’m not sure—I’m just
sort of curious about—do you all have drop sites where people can drop their
ballots if you’re doing an all vote-by-mail election? For example, are your folks required to
return their ballot by mail?
UNIDENTIFIED
SPEAKER: _____________ talked
about. They drop them
off--_________--excuse me, at the drop site that day, so that if you don’t have
polling place, you have a drop site ______.
MR.
LINDBACK: Yes. Our trends in
UNIDENTIFIED
SPEAKER: __________.
SENATOR
BOWEN: Can you get yourself on
microphone? It’s okay.
One of the concerns in
It’s not county-specific in
MR.
LINDBACK: Yes. We have situations like that, and
SENATOR
BOWEN: Can you turn in your ballot
in other counties?
MR.
LINDBACK: Yes. And then those are those ballots that are
counted after election day, but those are shipped. The county shipped them to the other county.
SENATOR
BOWEN: Oh, it’s an interesting thing
for us to think about, another layer of complexity for our registrars.
MR.
WEIR: Contra Costa had 53 such
ballots dropped off in November, and I think that each county kind of kept
track of that, not huge; but obviously in a close race, it can make a
difference.
SENATOR
BOWEN: All right. Ms. Alexander.
MS.
ALEXANDER: Thank you. Really interesting hearing. I’m learning quite a bit. It’s really great to hear about what’s
happening in
We put together some statistics of the
California Voter Foundation that were distributed, this handy chart that shows
the percentage of absentee voting versus precinct voting, county by county, in
the November 2004 election, because we had heard from Janice Atkinson that
Sonoma was 50 percent. We were wondering
how many other counties were that high.
And you can see from the chart that there are a number of counties that
are approaching 50 percent absentee voting rates in
The California Voter Foundation last
year undertook a statewide survey of 2,145 infrequent
The second biggest factor in the
time-barrier category was that voting itself takes too much time. Now we didn’t get into the details in talking
about preparing to vote and doing all your homework or just the active
voting. But the fact is that we do have
longer and longer ballots in
When we asked the infrequent voters
about absentee voting, 50 percent of those people that we surveyed said that
they had never voted absentee. So what
we took away from this is, that of the people who vote infrequently—this is
people who voted once in the last four elections or not at all in the last four
elections that they’re registered—they’re saying they’re too busy; they’ve got
long job hours; voting itself takes too much time; but 50 percent of them have
never voted absentee. I think that
they’re simply not aware of the absentee voting option, as aware as they might
be, and that if we did some outreach to, specifically to those infrequent
voters who are on the rolls but aren’t showing up and inform them of the
absentee-voting option, that it would be beneficial and that we’d be able to
overcome some of those barriers and hopefully increase voter turnout.
As I mentioned, job hours is one of
the significant barriers. Californians
have the right to take time off work, but employers may not be advertising that
right because they may not want to see their employees leave their work space
during the election day. So one thing
that we might consider in
So some of the benefits that we see of
absentee voting—it’s been said several times—you can take your time. And I’m sure that the voters in
Some of the disadvantages to absentee
voting, one is that you forfeit the right to have your ballot checked to ensure
that you haven’t over-voted. This is a
right that is coming through the Help America Vote Act, which is called
second-chance voting. And I’m not sure
how
You also forfeit the right to have the
systems from poll workers, and some voters may get into absentee voting and
discover they have a question or a problem, and they have no one to turn
to. I think voters who vote absentee are
enjoying the benefit and convenience, but they need to be made aware of the
fact that they’re forfeiting some rights in the process. And I think, as long as we’re upfront with
voters about what they’re forfeiting for the sake or the convenience of
absentee voting, voters are grown ups; they can make their own decisions about
whether they’re okay forfeiting those rights or not.
SENATOR
BOWEN: Well, I think the difficulty
is that people won’t know that it’s significant that they’re forfeiting one of
those rights until they’re in a situation where it matters.
MS.
ALEXANDER: Right. Well, it could be on the
permanent-absentee-ballot application to say, if you do this, if you become a
permanent absentee voter, you’ll need to call us for assistance on the phone if
you get stuck. You won’t be able to have
your ballot scanned for accuracy and make sure you haven’t over voted, so be
sure to check it very carefully. I mean
there are ways that you can compensate for some of those losses, but I think
that we need to be mindful of the need to do that.
Another thing that’s happening in
SENATOR
BOWEN: What does
MR.
LINDBACK: Oregon law, the signature
is public, of course, because you want the signature to be public instead of,
for instance, somebody being able to come into the office and look at it to
make sure that we’re all doing our jobs on things like signature matching. But it is against the law to copy that
signature. You cannot take a copy of it
with you out of the office.
SENATOR
BOWEN: All right. It seems to me like we need to get on that
right away.
MS.
ALEXANDER: Another concern with
permanent absentee voters, something that’s different, is that they are not
proactively requesting their ballot for every election. They’re just doing it once. And unlike Oregon where you can have a
statewide voter-outreach effort to make everybody aware of the fact that the
ballots are in the mail, keep an eye out for your ballot, our county registrars
are handling lots of different kinds of ballots, and they’re all on different
schedules so that it’s not easy to do some sort of a statewide notification
process to say, hey, everybody, the permanent absentee ballots are in the mail. That means, that because voters haven’t asked
for that ballot, the ballots are going to be arriving somewhat
unexpectedly. Maybe they’re keeping an
eye out; maybe they’re not.
So this can create some problems for
voters. It hasn’t happened in
There is a great July 2002 National
Public Radio story that reported on this, that talked about ballot brokers
sometimes obtaining stacks about absentee ballots, marking them, and then
attempting to sell the marked ballots to political campaigns and threatening to
destroy ballots that favor the candidate if the candidate didn’t buy the
ballots. Fortunately, we haven’t seen
these kinds of practices here in
It would be helpful to note from the
county registrars whether the increase in permanent absentee voters had led to
an increase in the number of absentee voters who say they lost their ballots or
they didn’t arrive, whether the fact that the permanent absentee is no longer
proactively requesting a ballot and therefore awaiting a ballot right before
the election has resulted in some of those permanent absentee voters not being
mindful of the fact that they need to keep an eye out for those ballots, and we
need to think about what we can do to prevent those kinds of problems.
The last thing I want to mention is on
voting equipment trends, and this has been brought up earlier, the fact that an
increasing number of voters are voting absentees. What has kept several counties from
purchasing electronic voting systems, and they’re wondering, understandably,
why they should spend millions of dollars on voting machines for polling places
when an increasing number of their voters prefer to vote by mail.
During the 2004 election cycle, the
California Voter Foundation encouraged voters who live in counties using
paperless electronic voting machines to obtain and vote paper absentee ballot,
and we will continue to urge
Just in conclusion, I want to mention
what I alluded to earlier, is that we, I really appreciate having this hearing,
Senator Bowen, and I think we need to all think creatively about where we’re
going with out voting systems in California.
The fact is that a number of counties have already spent million and
millions of dollars on electronic voting systems. More will buy those systems, the counties
that have paper voting systems, like
But if we looked at moving more toward
high-tech voting centers and more toward mail balloting, I think that it would
reduce the burden on the county election officials tremendously, and it would
help us streamline our election systems because right now, the voters and the
election officials are dealing with six or seven different kinds and flavors of
ballots. You know, they’ve got the
early-voting ballot, the polling-place ballots, the absentee ballots, the
late-absentee ballots, the provisional ballots, the military ballots. This becomes very complicated for everybody,
and I’m envious of
The steps that were laid out for how
One anecdotal story I wanted to share
is, I did a radio interview with a representative from
SENATOR
BOWEN: Interesting. Okay.
Jill LaVine, comment, feedback.
MS.
JILL La VINE: Thank you. Yes.
Well, of course, Sacramento County, just to give you kind of a history,
we have about 650,000 registered voters, so we’re not the biggest but we’re not
the smallest. And the increase we have
seen is that definitely our voters like absentee.
In November 2000, we had 19 percent of
our voters voting absentee. The law
changed and we were able—for November of 2004, it was 33 percent. And part of this is due to the permanent
absentee law, and a lot of it, Kim was talking about. We were proactive, like Janice, sending out a
postcard. From March of 2002, we had
9,000 permanent absentee voters. By the
time we got to November with that postcard, we had 114,000. So 12 times as many people decided that they
wanted to be part of it.
One of Kim’s comments was that, Do
they know they’re getting their absentee ballots and when? We always try to make a press release, you
know, letting them know. Of course, not
everybody listens to the press. But I
will tell you that the perms, you know, you’re concerned about them losing
their ballots…
SENATOR
BOWEN: The perms?
MS.
LaVINE: We call them the perms,
permanent absentee voters.
SENATOR
BOWEN: It’s like new vocabulary
words, but it’s one I can put on my website.
MS.
LaVINE: We call them our permies.
And our permanent absentee voters return their ballots; 84 percent of
them return; whereas, if you take the entire election, our return rate was only
74 percent. So I’m sure some lost them;
the dog ate them. We get some real
creative, What happened to my ballot? But
usually, you know all our data shows us that the people that are permanent
absentee are the ones that truly want them, are active. And even though they haven’t actively asked
for it this time, they want to be on that role.
And they do return them, 84 percent, so that was great.
A couple of the other comments, it is
like running multiple elections when you have a really high, permanent
absentee, or an absentee turnout, and a polling-place turnout. You’re really running two elections, and that
makes it extremely difficult. All the
different ballot types that Kim was talking about, it just adds to the mess.
And just to kind of give you an idea,
as these permanent absentees and our absentees grow, the laws need to change,
and I want to thank you for introducing a bill, I understand is coming up here.
SENATOR
BOWEN: Three-eighty?
MS.
LaVINE: Yes. Thank you.
Because, for this special March
election right now, we have a polling place.
It has 314 voters because of the ballot typing and the way we had to put
it together. But in that 314 voters, 109
of them are perms. Had we been able to
subtract that out ahead of time, we would not have had to order the ballots for
them to be at the polling place and as a perm, and we could have made that a
mail-ballot precinct because it would have fallen under the 250 voter
threshold.
Quite often—I’m looking at some of our
other polling places, 28 percent perms from the voters. We know they’re not going to the polls; we
know that they’re going to be returning their ballots by mail; but we have to
anticipate both locations. And so some
of the laws are going to have to allow us, you know, as this increase happens,
not to set up quite as many polling places.
You know, we’re not serving the voters.
We’re not disserving the voters any more because they’re not showing up
there. They are going and…
SENATOR
BOWEN: I think the goal is to avoid
the situation in
MS.
LaVINE: We sent out a postcard 45
days before the election to those voters that had been designated a mail-ballot
precinct. That’s usually when you get
the calls and we get the calls of why.
And we’ll be glad to explain it, and part of it is just, you know, the
makeup of the election—who’s running, who’s not running, and the district
lines.
SENATOR
BOWEN: Thank you.
MS.
LaVINE: No explanation of why in
that case I find it’s very powerful for voters who believe that they haven’t
frequently—I know you’ve heard this.
They believe they have a constitutional right to go to the polls. And they believe they’re being deprived of a
right when they’re forced to vote by mail.
I think that that’s sort of a change in psychology that would have to
occur over time and with practice and in small increments, as you did in
So, Steve, all your unhappiness of
your 2 percent is just—I’m a statistician and you’re a whiner. (Laughter)
SENATOR
BOWEN: But I guess the question of,
you know, the question of small precincts is, Why not change the way the
precincts are?
MS.
LaVINE: Because of districts. One of the things that I wanted to mention
about
With respect to notifying voters to
look for their mailed ballot, I just wanted to mention that we put a notice in
our sample ballot which voters get first.
We put a big, yellow splash on the front of the sample ballot for an
all-mail ballot precinct. And it says
you vote in an all-mail ballot precinct to keep an eye open for your ballot.
SENATOR
BOWEN: What are you going to do
about the—have a requirement with those precincts? What are you going to do with the
secrecy? Are you going to send people
out to assist with reportable equipment to assist disabled voters?
MS.
LaVINE: In all honesty, we haven’t
given that any consideration. And
clearly, we’re going to have to do that.
And I presume that that will be the solution we approach. Or, my preferred solution would be a
vote-by-phone solution for folks who need to do that. But, Steve, you’re shaking your head. What are you thinking?
MR.
WEIR: The folks that are going to be
a mail-only ballot are going to either come into our office and vote on
accessible unit or vote by mail.
MS.
LaVINE: Really? See, I’m thinking that the incidents is going
to be so low that we can probably equip the League of Women Voters in
SENATOR
BOWEN: Mr. Mott-Smith.
MR.
MOTT-SMITH: The accessibility
requirements only apply to polling-place voting. It doesn’t apply to absentee voting…
MS.
LaVINE: Well, we’ll do it anyway
because we do it now, and that’s the beauty of being a rural county. We can do this stuff.
SENATOR
BOWEN: Mr. Lindback.
MR.
LINDBACK: Just a couple of thoughts
based on numerous things around the table here.
I think Kim asked the question about what will we do about the HAVA requirement
in regards to people being able to check their ballot. HAVA has a section that’s specifically for
all vote-by-mail jurisdictions in which you are required if you, if you don’t
have polling-place equipment, to do an education campaign for the voters on how
to accurately mark their ballot, how to check it for any errors, and make sure
that to the greatest extent they can, they don’t have any mistakes.
MS.
ALEXANDER: Can I just add to that? Actually, you reminded me, LA County has a
system they’re using, called InkaVote that does not allow, doesn’t have a
precinct scanner, and they’ve had the same policy issue, and they’re planning
to continue to use it, and I remember their registrar, Connie McCormick, said
that they did an education campaign, and they brought their residual vote rate
down from 8 percent in March to 2 percent through an education campaign. So they didn’t have second-chance voting, but
they did what you suggested and it seemed to work pretty well.
SENATOR
BOWEN: Yes. They did have an education campaign. I took note of it as a
MR.
LINDBACK: Our residual vote numbers
from November were very good, and frankly the biggest reason why they were good
is that we cut off punch cards. The
optical-scan numbers and residual vote were way lower. Plus, I think our pre-inspection process that
we have in
The other thing is, I think it’s very
important. I think both
If you do not have a matching
signature, what is the required effort by each individual county to contact
that person and try to clear up that problem?
This became a big issue in
Now we’ve tried to address that in
MR.
WEIR: A meeting of the
MS.
LaVINE: That’s a great idea.
SENATOR
BOWEN: Well, you know, if we go from
border to border, we can go from bubbles to signature requirements and have an
interesting discussion about the problems that come up that are not
anticipated.
Ms. Atkinson, and then we’re going to
wrap very soon here.
MS.
ATKINSON: I just wanted to mention,
in regard to mail-ballot precincts—and Sonoma County has a lot of mail-ballot
precincts, we have 44 school districts in our county and 50 special districts
that all go at the general election, go to the election then, and our poor ?? county
is just chopped up between legislative districts and these local
districts. And I wanted to say, as the
oldest-living election official in the state (laughter), it didn’t used to be
this way. And what changed was
consolidation and the legislation that allowed local districts and school
districts to consolidate their elections with the statewide elections. They used to be held on separate dates, and
we did not have all these little mail-ballot elections, our little mail-ballot
precincts, to deal with. And we also send
a postcard. We send a postcard actually
now both to our mail-ballot voters and our perm AV voters. Before we mail the ballot out, saying, Watch in your mail; this is coming, just
so that they’re aware. But, you know,
I’ve tried for many years to advocate, bifurcating the local elections from the
state elections for simplicity’s sake and also for the convenience of voters
who, you know, are very offended.
SENATOR
BOWEN: Although, they then have to
go to the polls an extra time, so I don’t know if that’s convenient or
not. There’s always a discussion at the
municipal and city level about consolidation because, you know, another person
comes.
Steve.
MR.
WEIR: Madam Chair, a quick
wrap. Our experience on the return rate
of absentee ballots is somewhat different than
SENATOR
BOWEN: Right. And I think again, that’s my concern about
those mandatory mail precincts because very often the voters are not expecting
to vote by mail. They’re not looking for
that in the mail. Even if they get a
card, I mean you really have to do some serious voter education. When this happened, one of the senior housing
complexes in Marina del Rey, it was difficult.
And I think the County of Los Angeles ended up opening a polling place
there because the degree of confusion among the seniors who are residents
there, who had voted in their rec room, was just, it was very problematic. It turned out to be easier to open the
polling place than to deal with the confusion surrounding the required
all-mail-vote, particularly when it was a particular parcel. I mean it must have been some strange chop-up
with the districts. But on all four
sides, there were people going to the polls in the normal manner. So it was not a rural situation like you have
at Knights Landing. It was in a
particular area that’s fairly dense in population and where there were voters
surrounding it.
Public comment at this point. If there’s anyone who has anything to add,
we’ll hear from you know. And seeing
none, I’d like to thank everyone who came.
Mr. Lindback, coming down from
We are going to have—we’ve got a lot
of work going on in the area of voting systems and some interesting ideas came
out. I learned a lot today, and I look
forward to working with you all to try to create for
Thank you. The hearing is adjourned.
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